Martin J Smith

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-01-05
IL	RA	APPROVED	2009-05-18

TX RA
APPROVED_RES

Since 2016-01-05
IL RA
APPROVED

Since 2009-05-18

Branch Locations

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research Advisors, Inc	Fairfield	IA	05/2009	Present
Cambridge Investment Research, Inc	Fairfield	IA	05/2009	Present

05/2009 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA
05/2009 → Present

Cambridge Investment Research, Inc

Fairfield, IA

Previous Registrations

2005-01-18 → 2009-05-21

Lpl Financial Llc

Park Ridge, IL

Glenview, IL

Other Businesses

1) CAPITAL WEALTH PARTNERS INC, 1939 HENLEY ST, GLENVIEW, IL, 5/2009 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 3 HR/WK - 2/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15 HR/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-27

S66 Uniform Combined State Law Examination

2004-12-27

Other Names

Marty Smith

View on SEC IAPD