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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-12-02
TX RA APPROVED 2025-12-02
  • NH RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED
    Since 2025-12-02

Branch Locations

Wolfeboro, NH • United States

900 Elm St Ste 700, Manchester, NH 03101 • United States

125 High St Ste 1359A, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Braintree MA 06/2008 10/2025
Wells Fargo Clearing Services, Llc Boston MA 10/2025 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY - 9 PROCTOR; INV RELATED; HOLLIS,NH; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 08/26/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-20
  • S66 Uniform Combined State Law Examination
    2004-08-20
Other Names
  • Lawrence Depaulis
  • Lawrence Francis Depaulis

View on SEC IAPD

More in Wolfeboro, NH

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