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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-05 |
| NJ | RA | APPROVED | 2019-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade Inc | Paramus | NJ | 10/2008 | 02/2019 |
| Charles Schwab & Co., Inc. | Paramus | NJ | 01/2019 | Present |
| Charles Schwab Bank | Paramus | NJ | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-08 |
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