Best Investors Account Sign in

Cassandra D Scalia

Ubs Financial Services Inc.

Palm Beach Gardens, FL

Palm Beach Gardens, FL

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-27
TX RA APPROVED 2026-02-25
  • FL RA
    APPROVED
    Since 2026-02-27
  • TX RA
    APPROVED
    Since 2026-02-25

Branch Locations

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

Palm Beach Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boca Raton FL 06/2009 01/2026
Ubs Financial Services Inc. Palm Beach Gardens FL 02/2026 Present
  • 06/2009 → 01/2026
    Morgan Stanley Smith Barney
    Boca Raton, FL
  • 02/2026 → Present
    Ubs Financial Services Inc.
    Palm Beach Gardens, FL
Previous Registrations
  • 2011-04-26 → 2025-11-12
    Morgan Stanley
    Potomac, MD
    Washington, DC
    Mclean, VA
    Leesburg, VA
    Bethesda, MD
    Washington, DC
    Mclean, VA
    Alexandria, VA
    West Palm Beach, FL
    Boca Raton, FL
    West Palm Beach, FL
    Palm Beach Gardens, FL
  • 2001-06-26 → 2002-11-12
    Prudential Equity Group, Llc
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-25
S63 Uniform Securities Agent State Law Examination 2001-09-22
  • S66 Uniform Combined State Law Examination
    2011-04-25
  • S63 Uniform Securities Agent State Law Examination
    2001-09-22
Other Names
  • Cassandra A Dunwell
  • Cassandra A Dunwell-Scalia
  • Cassandra D Scalia
  • Cassandra Scalia

View on SEC IAPD

More in Palm Beach Gardens, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor