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Rye, NH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-03-14 |
| ME | RA | APPROVED | 2020-06-04 |
| TX | RA | APPROVED_RES | 2019-02-21 |
| NH | RA | APPROVED | 2019-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seaport Financial Planning, Llc | Rye | NH | 09/2004 | Present |
| Stonex Securities Inc | Rye | NH | 12/2019 | Present |
1) CAMP BEECH - RENTAL PROPERTY - INVESTMENT RELATED. 333 WASHINGTON ROAD, RYE, NH 03870, NATURE OF BUSINESS: RENTING MY LAKE HOUSE. 50%OWNER, TITLE: CO-OWNER. STARTED 2009, 2-4 HRS/MONTH, 0 HR/MOTH DURING TRADING HOURS. DUTIES: MANY, BUT RENTING IS WHAT DRIVES REVENUE. 2) Seaport Financial Planning, LLC PO Box 1026 Rye, NH 03870 Nature of Business: Seaport Financial Planning, LLC is a Registered Investment Advisory firm domiciled in the State of New Hampshire Title: Investment Advisor Representative Start Date: 11/1/2009 Investment Related: Yes Duties: Investment advisory services Hours Devoted to Business: 45 Hours Devoted to Business during Market Hours: all of them 3) 2) Seaport Financial Planning, LLC - 333 Washington Road, Rye NH 03870 Nature of Business: Sale of life, health, long term care, fixed indexed annuity (goes through StoneX), disability income Title: Owner of business Start Date: 08/26/2004 Investment Related: Yes Duties: I write insurance products specified above. Hours Devoted to Business: 5 hours per month maximum. I write very little insurance these days. Hours Devoted to Business during Market Hours: 5 hours per month maximum
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-09 |
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