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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-08-08
  • HI RA
    APPROVED
    Since 2025-08-08

Branch Locations

111 S. King St., Honolulu, HI 96813 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of Hawaii Mililani HI 01/2022 10/2022
Bank Of America Denver CO 05/2016 10/2018
Liberty Mutual Insurance Denver CO 10/2018 06/2019
Central Pacific Bank Honolulu HI 07/2019 01/2022
Bankoh Investment Services, Inc. Honolulu HI 11/2024 Present
Bank Of Hawaii Mililani HI 10/2022 11/2024
Bankoh Investment Services, Inc. Mililani HI 03/2022 11/2024
Cetera Investment Services Llc St Cloud MN 08/2025 Present
Cetera Investment Advisers Llc Honolulu HI 08/2025 Present
  • 01/2022 → 10/2022
    Bank Of Hawaii
    Mililani, HI
  • 05/2016 → 10/2018
    Bank Of America
    Denver, CO
  • 10/2018 → 06/2019
    Liberty Mutual Insurance
    Denver, CO
  • 07/2019 → 01/2022
    Central Pacific Bank
    Honolulu, HI
  • 11/2024 → Present
    Bankoh Investment Services, Inc.
    Honolulu, HI
  • 10/2022 → 11/2024
    Bank Of Hawaii
    Mililani, HI
  • 03/2022 → 11/2024
    Bankoh Investment Services, Inc.
    Mililani, HI
  • 08/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2025 → Present
    Honolulu, HI
Previous Registrations
  • 2025-06-13 → 2025-08-11
    Bankoh Investment Services, Inc.
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-09
S63 Uniform Securities Agent State Law Examination 2004-07-26
  • S66 Uniform Combined State Law Examination
    2025-06-09
  • S63 Uniform Securities Agent State Law Examination
    2004-07-26
Other Names
  • Scott Richardson

View on SEC IAPD

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