Daniel John Portman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2021-07-21
TX	RA	APPROVED_RES	2021-07-21

MO RA
APPROVED

Since 2021-07-21
TX RA
APPROVED_RES

Since 2021-07-21

Branch Locations

11960 Westline Industrial Blvd Ste 235, St Louis, MO 63146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc	Creve Coeur	MO	04/2013	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Saint Louis	MO	04/2013	07/2021
Lpl Financial Llc	Creve Coeur	MO	07/2021	Present

04/2013 → 07/2021

Waddell & Reed, Inc

Creve Coeur, MO
04/2013 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Saint Louis, MO
07/2021 → Present

Lpl Financial Llc

Creve Coeur, MO

Previous Registrations

2013-04-26 → 2021-07-21

Waddell & Reed

Edmond, OK

Creve Coeur, MO
2006-11-28 → 2013-05-01

Edward Jones

Ladue, MO

St. Louis, MO

St Louis, MO

St Louis, MO

St Louis, MO

Maryland Heights, MO

Other Businesses

1- 08/2021 / Modena Classic Cars, LLC / Business / Non Investment Related / Belleville, IL 62220 2- 07/2021 / The Compass Wealth Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / Creve Coeur, MO 63141 3- 04/17/2023 - Portman Wealth Advisors - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 02/21/2023 - 3 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-21

S66 Uniform Combined State Law Examination

2006-11-21

View on SEC IAPD