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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-09-30 |
| MD | RA | APPROVED | 2022-09-26 |
| TX | RA | APPROVED | 2022-09-26 |
| VA | RA | APPROVED | 2022-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Washington | DC | 11/2006 | 09/2022 |
| Bank Of America, Na | Washington | DC | 12/2009 | 09/2022 |
| Ubs | Washington | DC | 09/2022 | Present |
I*709242 For profit or not for profit: Entity Governmental Name of outside business organization: Willow Oaks Country Club Investment related: Y Address of business: Richmond, Virginia, 23225 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Committee"], [["Investment committee"]] Start date of relationship: 2/4/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: , I will be a member of the investment committee. Our goal is to select a financial advisor to manage the club's fund to grow capital which is not needed in the short term. We are also to select a dollar amount as a committee on how much we want to invest initially and on an ongoing basis. I will not be selecting investment manager or specific investment. The board and finance committee final say on choose of advisor and investment amounts. We are also to supervise, monitor and evaluate the investments based upon the clubs objectives JG LLC NON INVESTMENT RELATED .25% OWNER 09/01/2006 0 HOURS DEVOTED A MONTH 0 HOURS DEVOTED DURING TRADING HOURS I OWN .25% OF A FAMILY OWNED LLC THAT INVESTS IN ONE COMMERICAL BUILDING IN WHITE PLAINS, MD. Saint Mary's Ryken High School, Leonardtown United States20650, Educational Establishment, Catholic High School, Member of Board of directors, member of the board of directors and sit on the finance and investment committee, start date-5/1/2025. J and P.G. Irrevocable Life Insurance Trust, Trusttee for my parents life insurance trust, Start date-3/23/2012, Maryland United States-20645
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-07 |
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