Garrett H Brookes

Current Employers

Slingshot Financial

Denver, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-05-14

CO RA
APPROVED

Since 2021-05-14

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Globalt Investments	Atlanta	GA	12/2014	02/2017
Oppenheimerfunds	Centennial	CO	02/2017	06/2019
Slingshot Financial	Englewood	CO	08/2020	05/2021
Unemployed	Englewood	CO	07/2019	07/2020
Slingshot Financial	Denver	CO	05/2021	Present
The Leaders Group Inc	Littleton	CO	10/2024	Present

12/2014 → 02/2017

Globalt Investments

Atlanta, GA
02/2017 → 06/2019

Oppenheimerfunds

Centennial, CO
08/2020 → 05/2021

Slingshot Financial

Englewood, CO
07/2019 → 07/2020

Unemployed

Englewood, CO
05/2021 → Present

Slingshot Financial

Denver, CO
10/2024 → Present

The Leaders Group Inc

Littleton, CO

Previous Registrations

2015-03-25 → 2017-02-28

Globalt Investments

Atlanta, GA
2010-10-26 → 2014-02-11

Guggenheim Investments

New York, NY
2009-01-28 → 2010-10-28

Rydex Advisory Services, Llc

Rockville, MD

Other Businesses

1. SLINGSHOT FINANCIAL - 5/15/2021 - 4532 W Union Avenue, Denver, CO 80236 - IAR/Consultant, Institutional business development and investor relations, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-03-24
S65	Uniform Investment Adviser Law Examination	2009-01-26

S63 Uniform Securities Agent State Law Examination

2017-03-24
S65 Uniform Investment Adviser Law Examination

2009-01-26

Designations

View on SEC IAPD