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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-29 |
| IN | RA | APPROVED | 2005-07-07 |
Branch Locations
217 E Southway Blvd Suite 105, Kokomo, IN 46902 • United States
5510 S East St Ste D, Indianapolis, IN 46227 • United States
Kokomo, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Kokomo | IN | 02/2005 | 03/2020 |
| Ameriprise Financial Services, Inc. | Kokomo | IN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Kokomo | IN | 03/2020 | Present |
Business Ownership; Kaiser & Associates; Co-owner; Manage Ameriprise Business; 5510 South East St, suite D, Indianapolis, IN, 46227; Investment-Related; 01/02/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; relay for life of Howard County; member of the event leadership team; 5635 w. 96th StreetSuite 100 Indianapolis, IN 46278, ,; ; 01/05/2015; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Kaiser & Associates LLC; Co-owner; Financial planning; 5510 S. East Street, Suite D, Indianapolis, IN, 46227; Not Investment-Related; 01/13/2016; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-06 |
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