David H Fiestal

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2010-01-01
NJ	RA	APPROVED	2010-01-01

FL RA
APPROVED

Since 2010-01-01
NJ RA
APPROVED

Since 2010-01-01

Branch Locations

Miami, FL • United States

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Coral Gables	FL	01/2010	Present

01/2010 → Present

Ubs Financial Services Inc.

Coral Gables, FL

Previous Registrations

2006-03-17 → 2010-01-01

Ubs International Inc.

Coral Gables, FL

New York, NY

New York, NY

Other Businesses

1) IMO GLOW LLC/ Company/ Principal Business Activity - Aesthetic dermatology/ Role - Officer/ Duty - Strategy and administrative oversight/ Comp - No /// 2) Slay or Die LLC/ Company/Principal Business Activity -The company is a non-invasive cosmetic aesthetic clinic./ Role - Proprietor / owner/ Duty - I am the co-owner of this company together with my wife and will take an active role in the establishment and growth of the company./ Comp - No. /// 3) Name of Business: 3 Brothers Investing LLC./ Address: 6841 SW 77 Terrace Miami Florida United States 33143./ Investment Related: Yes./ Nature: Amazon store./ Role: Officer./ Duty: Manage and purchase store inventory./ Start Date: 11/1/2023./ Time Required: No.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-22

S66 Uniform Combined State Law Examination

2004-11-22

View on SEC IAPD