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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2015-10-13
TX RA APPROVED_RES 2015-10-12
  • UT RA
    APPROVED
    Since 2015-10-13
  • TX RA
    APPROVED_RES
    Since 2015-10-12

Branch Locations

10999 Interstate 10 5Th Fl [Ta-Rbo], San Antonio, TX 78230 • United States

11039 Potranco Rd, San Antonio, TX 78251 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

10999 W Interstate 10 5Th Fl/Ste 5000, San Antonio, TX 78230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Antonio TX 10/2013 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-08
S63 Uniform Securities Agent State Law Examination 2005-10-12
  • S66 Uniform Combined State Law Examination
    2015-10-08
  • S63 Uniform Securities Agent State Law Examination
    2005-10-12

View on SEC IAPD

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