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Holly Ann Duthie

Morgan Stanley

Ann Arbor, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-17
TX RA APPROVED_RES 2025-01-17
  • MI RA
    APPROVED
    Since 2025-01-17
  • TX RA
    APPROVED_RES
    Since 2025-01-17

Branch Locations

2001 Commonwealth Boulevard, Ann Arbor, MI 48105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Ann Arbor MI 11/1999 12/2018
Edward Jones St. Louis MO 12/2018 01/2025
Morgan Stanley Smith Barney Llc Ann Arbor MI 01/2025 Present
Morgan Stanley Private Bank, N.A New York NY 03/2025 Present
  • 11/1999 → 12/2018
    Edward Jones
    Ann Arbor, MI
  • 12/2018 → 01/2025
    Edward Jones
    St. Louis, MO
  • 01/2025 → Present
    Morgan Stanley Smith Barney Llc
    Ann Arbor, MI
  • 03/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2018-10-08 → 2025-01-17
    Edward Jones
    Ann Arbor, MI
    Ann Arbor, MI
    Howell, MI
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-03
  • S66 Uniform Combined State Law Examination
    2018-10-03
Other Names
  • Holly Ann Whitmore

View on SEC IAPD

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Other Offices

SPC · ANN ARBOR, MI
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LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI

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