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Current Employers
Bok Financial Private Wealth, Inc.

1600 Broadway 4Th Floor, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-29
CO RA APPROVED 2021-10-28
OK RA APPROVED 2021-10-27
  • TX RA
    APPROVED_RES
    Since 2021-10-29
  • CO RA
    APPROVED
    Since 2021-10-28
  • OK RA
    APPROVED
    Since 2021-10-27

Branch Locations

5727 S Lewis Bok Place 8Th Floor, Tulsa, OK 74105 • United States

Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2011-01-04
  • OK RA
    APPROVED
    Since 2011-01-04

Branch Locations

5727 S. Lewis 8Th Fl., Tulsa, OK 74105 • United States

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Tulsa OK 01/2011 Present
Bokf, Na Tulsa OK 01/2011 Present
Bok Financial Private Wealth, Inc. Denver CO 10/2021 Present
Previous Registrations
  • 2005-07-25 → 2011-01-04
    Chase Investment Services Corp.
    Tulsa, OK
    Tulsa, OK
    Tulsa, OK
    Jenks, OK
    Tulsa, OK
  • 2004-08-09 → 2005-08-09
    Tulsa, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-02
  • S66 Uniform Combined State Law Examination
    2004-07-02
Other Names
  • Robert Lambright

View on SEC IAPD

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