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Heather Cecilia Gordon

Wells Fargo Clearing Services, LLC

League City, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

1681 W Fm 646, League City, TX 77573 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
Previous Registrations
  • 2009-03-09 → 2011-01-03
    Wells Fargo Investments, Llc
    Houston, TX
Other Businesses

RENTAL PROPERTY, INV RELATED, LEAGUE CITY, TX, PROPERTY MANAGER, START DATE: 9/5/23, 2 HRS PER MONTH, 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-06
S63 Uniform Securities Agent State Law Examination 2008-05-19
  • S65 Uniform Investment Adviser Law Examination
    2009-03-06
  • S63 Uniform Securities Agent State Law Examination
    2008-05-19
Other Names
  • Heather Gordon David
  • Heather Cecilia Gordon
  • Heather Cecilia Hester

View on SEC IAPD

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