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1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-05-15 |
Branch Locations
100 Northpointe Circle, Seven Fields, PA 16046 • United States
1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community College Of Allegheny County | Pittsburgh | PA | 03/2013 | Present |
| Lpl Financial, Llc | Seven Fields | PA | 05/2015 | Present |
| Good Life Advisors, Llc | Seven Fields | PA | 05/2015 | Present |
(1) 05/01/2015: COMMUNITY COLLEGE OF ALLEGHENY - INV REL - 808 RIDGE AVE. PITTSBURGH PA 15212 - TEACHING - START 03/01/2013 - 6 HR/MO NONE DURING SECS TRDG HRS (5% OF TIME SPENT) - INSTRUCTOR (2) 05/07/2015: GOOD LIFE ADVISORS LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID: GOOD LIFE ADVISORS LLC - START 03/01/2015 - 90% OF TIME SPENT - ADMIN (3) 03/08/2016 * Seven Fields Wealth Management * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 08/24/2015 * 40 HRS/MO DURING SECS TRDG HRS. (4) 4/20/2016: Seven Fields Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/08/2016 - 160 Hours Per Month During Securities Trading - ADMIN. (5) 8/30/2019 - Seven Fields Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 07/08/2019 - 10 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-22 |
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