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Eric Spencer Taylor

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lehi, UT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
UT RA APPROVED 2023-01-04
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • UT RA
    APPROVED
    Since 2023-01-04

Branch Locations

3600 N Outlet Parkway, Lehi, UT 84043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 11/2010 04/2021
E*Trade Securities Llc Sandy UT 04/2021 10/2022
E*Trade Capital Management Llc Sandy UT 10/2021 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 10/2022 Present
Bank Of America, N.A. Salt Lake City UT 01/2023 Present
  • 11/2010 → 04/2021
    E*Trade Securities Llc
    Sandy, UT
  • 04/2021 → 10/2022
    E*Trade Securities Llc
    Sandy, UT
  • 10/2021 → 10/2022
    E*Trade Capital Management Llc
    Sandy, UT
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Salt Lake City, UT
  • 01/2023 → Present
    Bank Of America, N.A.
    Salt Lake City, UT
Previous Registrations
  • 2021-10-29 → 2022-11-10
    Harrisdirect Llc
    Arlington, VA
    Sandy, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-04
S63 Uniform Securities Agent State Law Examination 2010-12-22
  • S66 Uniform Combined State Law Examination
    2020-03-04
  • S63 Uniform Securities Agent State Law Examination
    2010-12-22
Other Names
  • Eric Taylor

View on SEC IAPD

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