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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-05
NC RA APPROVED 2007-12-21
  • TX RA
    APPROVED_RES
    Since 2013-01-05
  • NC RA
    APPROVED
    Since 2007-12-21

Branch Locations

Concord, NC • United States

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Other Businesses

P&C DIRECT RESIDENTIAL POWERWASHING, LLC, NOT INVT RELATED, CONCORD, NC, 100% OWNERSHIP, START DATE 1/4/2021, 70 HRS PER MONTH, 0 HRS DURING TRADING, POWERWASHING HOMES AND DRIVEWAYS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-19
S63 Uniform Securities Agent State Law Examination 2005-03-11
  • S65 Uniform Investment Adviser Law Examination
    2007-12-19
  • S63 Uniform Securities Agent State Law Examination
    2005-03-11
Other Names
  • Patrick O'ROurke

View on SEC IAPD

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