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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-12-09 |
| NE | RA | APPROVED | 2025-12-08 |
| TX | RA | APPROVED_RES | 2025-12-08 |
| AL | RA | APPROVED | 2025-12-07 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
2005 Stonegate Trail Suite 101, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Birmingham | AL | 11/2013 | 07/2021 |
| Stonegate Investment Group, Llc | Birmingham | AL | 07/2021 | 12/2025 |
| Newedge Advisors, Llc | New Orleans | LA | 12/2025 | Present |
1. NewEdge Advisors, LLC - DBA Stonegate Investment Group; Investment related; Birmingham, AL; Start date 12/2025; 160 total hours; 160 trading hours; Investment Advisor Representative 2. Mr. Compton is the President of Orleans Condo Association, a condo association. His duties include oversight of the manager. Mr. Compton devotes his time to this activity outside of trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-02 |
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