Amit S Shah

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-11-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Studio City	CA	02/2012	09/2016
Bank Of America, N.A.	Studio City	CA	02/2012	09/2016
Tiaa	Los Angeles	CA	09/2016	10/2020
Tiaa-Cref Individual & Institutional Services, Llc	Los Angeles	CA	09/2016	10/2020
Edward Jones	St. Louis	MO	11/2020	Present

02/2012 → 09/2016

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Studio City, CA
02/2012 → 09/2016

Bank Of America, N.A.

Studio City, CA
09/2016 → 10/2020

Tiaa

Los Angeles, CA
09/2016 → 10/2020

Tiaa-Cref Individual & Institutional Services, Llc

Los Angeles, CA
11/2020 → Present

Edward Jones

St. Louis, MO

2016-09-21 → 2020-11-13

Tiaa-Cref Individual & Institutional Services, Llc

Sherman Oaks, CA
2012-03-06 → 2016-09-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burbank, CA

New York, NY

Los Angeles, CA

Burbank, CA

Studio City, CA

Studio City, CA

Sherman Oaks, CA
2011-02-25 → 2012-02-29

Chase Investment Services Corp.

Los Angeles, CA

La Crescenta, CA

Los Angeles, CA
2008-07-18 → 2009-05-22

Natcity Investments, Inc.

Springfield, IL
2006-06-12 → 2007-12-10

Pruco Securities, Llc.

Naperville, IL

Naperville, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-17

Other Firms