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2177 Intelliplex Dr. Ste 201, Shelbyville, IN 46176 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-05-12 |
Branch Locations
2177 Intelliplex Dr. Ste 201, Shelbyville, IN 46176 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Shelbyville | IN | 12/2010 | Present |
| Cvfg Llc Dba Corevision Financial Group | Shelbyville | IN | 05/2023 | Present |
(1) 12/18/2014: coreVision Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - 42 E. Washington Street Suite 201, Shelbyville, IN 46176 and 406 S. Harrison Street, Shelbyville, IN 46176 - Started 01/01/2015 - 160 Hr/Mo; 160 Hours During Securities Trading (2) 06/01/2015: Browning Pike Financial Management LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 42 E Washington Street, Suite 201, Shelbyville IN 46176 - Started 01/01/2015 - 0 Hr/Mo (3) 12/03/2015: Ash Brokerage - Non-Variable Insurance - Investment Related - 42 E Washington Street, Suite 201, Shelbyville IN 46176 - Started 12/01/2015 - 10 Hr/Mo; 1 Hour During Securities Trading (4) 12/09/2015: Ash Brokerage - Non-Variable Insurance - Investment Related - 42 East Washington St. Shelbyville, IN 46176 - Started 12/01/2015 - 10 Hr/Mo; 1 Hour During Securities Trading - I use my CoreVision DBA title of Partner and use CoreVision as a DBA for Ash Brokerage business (5) 05/17/2023 - coreVISION Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 05/15/2023 - 80 Hours Per Month/80 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through CVFG, LLC an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. (6) 05/17/2023 - CVFG LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/01/2023 - 120 Hours Per Month/30 Hours During Securities Trading - Time Spent 75% - I provide investment advisory services through CVFG, LLC an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-25 |
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