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19500 St. Hwy. 249 Suite 345, Houston, TX 77070 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-01-07 |
| TX | RA | APPROVED | 2018-03-01 |
Branch Locations
19500 St. Hwy. 249 Suite 345, Houston, TX 77070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2002 | 12/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | 12/2017 |
| Mcalister, Sweet & Associates, Inc. | Houston | TX | 10/2017 | 01/2026 |
| Mcalister, Sweet & Associates, Inc. | Houston | TX | 01/2026 | Present |
1) McAlister, Sweet & Associates, Inc., Houston TX: 6/1/2010. Provides tax preparation services to individuals and business entities. This service is included in the fees paid for our advisory services. 2) Michael Sweet, Sole Proprietor, raising bees, not Investment related, approx. 10 hours a month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-08 |
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