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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2011-01-03
  • ID RA
    APPROVED
    Since 2011-01-03

Branch Locations

101 S Capitol Blvd Ste 1210 [Wj/Wb/Wl/Ws-Rbo], Boise, ID 83702 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boise ID 01/2011 11/2016
Wells Fargo Clearing Services, Llc Boise ID 11/2016 Present
Previous Registrations
  • 2002-05-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Boise, ID
    Boise, ID
Other Businesses

DOUBLE H RANCH, LLC; NOT INV RELATED; CALDWELL, ID; 100% OWNERSHIP WITH SPOUSE; START 1/1/1999; 40 HOURS PER MONTH / 0 DURING TRADING HOURS; LEASING FARM LAND TO FARMERS. BEACON PLACE, LLC; INV RELATED; CALDWELL, ID; RESIDENTIAL RENTALS; 100% OWNERSHIP WITH SPOUSE; START 1/31/2011; 8 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. COSMO PLACE, LLC; INV RELATED; CALDWELL, ID; RESIDENTIAL RENTALS; 100% OWNERSHIP WITH SPOUSE; START 2/3/2011; 2 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. STORY BOOK, LLC; INV RELATED; CALDWELL, ID; RESIDENTIAL RENTALS; 100% OWNERSHIP WITH SPOUSE; START 2/3/2011; 2 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; EAGLE,ID; 100% OWNERSHIP WITH SPOUSE; START 5/1/2010; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; PROPERTY MANAGEMENT. RENTAL PROPERTY; INVESTMENT RELATED; STAR,ID; 100% OWNERSHIP WITH SPOUSE; START 11/1/1999; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; PROPERTY MANAGEMENT. DOUBLE H DAHLIAS; INV RELATED; CALDWELL, ID; 100% OWNERSHIP; START 04/01/2024; 32 HOURS PER MONTH; 0 HOURS DURING TRADING; SELL FLOWERS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-26
S63 Uniform Securities Agent State Law Examination 2000-05-08
  • S66 Uniform Combined State Law Examination
    2000-09-26
  • S63 Uniform Securities Agent State Law Examination
    2000-05-08
Other Names
  • Cozakos
  • Leslie Ann Hobb

View on SEC IAPD

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