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Chiahsin Kathy Ku

Citigroup Global Markets Inc.

Costa Mesa, CA

Los Angeles, CA

San Pedro, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-11-05
  • CA RA
    APPROVED
    Since 2015-11-05

Branch Locations

Citi Private Bank 650 Town Center Drive, Suite 1550, Costa Mesa, CA 92626 • United States

Citi Private Bank 300 South Grand Avenue, 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

San Pedro, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Irvine CA 05/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-03
S63 Uniform Securities Agent State Law Examination 2004-06-28
  • S65 Uniform Investment Adviser Law Examination
    2015-11-03
  • S63 Uniform Securities Agent State Law Examination
    2004-06-28

View on SEC IAPD

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