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Daniel D Cohen

Ubs Financial Services Inc.

Weehawken, NJ

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-04
  • NY RA
    APPROVED
    Since 2024-06-04

Branch Locations

1000 Harbor Blvd., Weehawken, NJ 07086 • United States

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs New York NY 08/2006 06/2024
Ubs Financial Services, Inc New York NY 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-09
S63 Uniform Securities Agent State Law Examination 2004-07-23
  • S66 Uniform Combined State Law Examination
    2010-10-09
  • S63 Uniform Securities Agent State Law Examination
    2004-07-23
Other Names
  • Daniel D Cohen
  • Daniel Cohen

View on SEC IAPD

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