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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-29 |
| VA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Egan,Berger,And Weiner | Vienna | VA | 09/2005 | Present |
| Voya Financial Advisors | Vienna | VA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:Egan, Berger & Weiner, LLC; Yes; 1919 GALLOWS RD STE 600; VIENNA; VA; 22182; Financial Services; Associate Financial Planner; 9/16/2005; 160; 160; operationally supports advisors, client services, runs financial plans; 2. NAME OF OTHER BUSINESS: SHULLS FARM PROPERTY OWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOA; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: MEET ONCE A YEAR, ASSIST IN KEEPING THE PRESIDENT ORGANIZED; 3. NAME OF OTHER BUSINESS: VALLE CRUCIS COMMUNITY PARK; INVESTMENT RELATED: NO; ADDRESS: 2892 BROADSTONE RD BANNER ELK, NC 28604 ; NATURE OF BUSINESS: NON PROFIT; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP KEEP THE PARK CLEAN, SAFE AND A WELCOMING PLACE FOR OUR COMMUNITY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-13 |
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