Eloy Alderete

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-11-11

TX RA
APPROVED

Since 2014-11-11

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

1800 Hughes Landing Blvd 3Rd Floor, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, N.A	Austin	TX	05/2000	Present
Wells Fargo Advisors, Llc	Austin	TX	08/2011	11/2016
Wells Fargo Clearing Services, Llc	Austin	TX	11/2016	Present

05/2000 → Present

Wells Fargo Bank, N.A

Austin, TX
08/2011 → 11/2016

Wells Fargo Advisors, Llc

Austin, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Austin, TX

Other Businesses

A & R INVESTMENTS LLC, INV RELATED, AUSTIN, TX, 51% OWNER, START: 3/16/2009, 0 HOURS, NO DUTIES. THE BAR CAPITAL VENTURE, LLC, INV RELATED, MCALLEN, TX, 9% OWNER, START: 7/1/2010, HALF HOUR PER MONTH/0 DURING TRADING, DUTIES: MONITOR RENT ROLL. NEHEMIAH CENTER, INV RELATED, HOUSTON, TX, FINANCE COMMITTEE MEMBER, START: 9/3/2018, 1 HOUR PER MONTH/1 DURING TRADING, DUTIES; ATTEND MEETINGS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-10
S63	Uniform Securities Agent State Law Examination	2011-09-30

S66 Uniform Combined State Law Examination

2014-11-10
S63 Uniform Securities Agent State Law Examination

2011-09-30

Other Names

Eloy Alderete

View on SEC IAPD