Joseph Mason Van Name

Current Employers

Employment History

• 11/2001 → Present
  Advisors Financial, Inc.
  Falls Church, VA
• 01/2013 → Present
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2007-06-27 → 2007-12-14
  Jrkaplan, Inc.
  Falls Church, VA

Other Businesses

1. NAME OF OTHER BUSINESS: ADVISORS FINANCIAL, INC., INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED BRANCH, NATURE OF BUSINESS: RIA, POSITION/TITLE/RELATIONSHIP: OWNER AND IAR, START DATE: N/A, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ADVISORY AND FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: VARIOUS INSURANCE COMPANIES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED BRANCH, NATURE OF BUSINESS: INSURANCE, POSITION/TITLE/RELATIONSHIP: AGENT, START DATE: N/A, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: OFFERS FIXED LIFE, ANNUITIES AND LTC; 3. NAME OF OTHER BUSINESS: MASONIC FOUNDATION OF THE DISTRICT OF COLUMBIA, INVESTMENT RELATED: NO, ADDRESS: 5428 MACARTHUR BLVD. WASHINGTON, DC 20016, NATURE OF BUSINESS: NON-PROFIT, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT OF THE BOARD OF TRUSTEES, START DATE: 05/2011, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: SUPERVISE INVESTMENT MANAGERS AND OVERALL OPERATIONS; 4. NAME OF OTHER BUSINESS: IOOF TEMPLE, INVESTMENT RELATED: NO, ADDRESS: 419 7TH STREET NW SUITE 404 WASHINGTON, DC 20004, NATURE OF BUSINESS: NON-PROFIT, POSITION/TITLE/RELATIONSHIP: PRESIDENT OF THE BOARD OF TRUSTEES, START DATE: 04/2008, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: SUPERVISION AND MANAGEMENT OF STAFF AND TENANTS; 5. NAME OF OTHER BUSINESS: MASONIC AND EASTERN STAR HOMES OF THE D.C. CHARITIES, INC., INVESTMENT RELATED: NO, ADDRESS: 8401 CONNECTICUT AVE., SUITE 105 CHEVY CHASE, MD 20815, NATURE OF BUSINESS: CHARITY, POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER, START DATE: 04/2010, APX NUMBER OF HOURS PER WEEK: 0.5, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: MEMBER OF INVESTMENT/INVESTMENT COMMITTEE THAT MONITORS THE PORTFOLIO ALLOCATION, INVESTMENT POLICY AND DISTRIBUTION NEEDS; 6. GRAND LODGE OF THE DISTRICT OF COLUMBIA, FAAM, NOT INVESTMENT RELATED, 5428 MACARTHUR BLVD. NW, WASHINGTON, DC 20016 MASONIC GRAND LODGE ADMINISTRATION, START 01/08/2014, 1HR/WK (NON-TRADING HOURS), TRUSTEE; 7. MAGNOLIA LODGE NO. 53 FAAM OF THE DISTRICT OF COLUMBIA, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL ADDRESS, MASONIC LODGE, START 11/08/2014, 1HR/WK (NON-TRADING HOURS), TREASURER; 8. NAME OF OTHER BUSINESS: MORNINGTON LODGE, NO. 1672; INVESTMENT RELATED: NO; ADDRESS: 60 GREAT QUEEN STREET, LONDON WC2 5AZ, UK; NATURE OF BUSINESS: MASONIC LODGE; START DATE: 02/2015; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING FOR FUNDS AND ENCOURAGING PAYMENT OF DUES AND FEES. 9. NAME OF OTHER BUSINESS: DBA ADVISORS FINANCIAL, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2007; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 10) NAME OF OTHER BUSINESS: KAPPA ALPHA ORDER EDUCATIONAL FOUNDATION (KAOEF) INVESTMENT RELATED: NO ADDRESS: P.O. BOX 1865, LEXINGTON, VA 244450 NATURE OF BUSINESS: NON PROFIT START DATE: 1/2017 POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: `, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: COMMITTEE IS RESPONSIBLE FOR OVERSEEING THE FUNDS' MANAGER

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-12-22

Designations

Other Names

• Joseph Mason Vanname