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Amy Christine Schroeder

Charles Schwab & Co., Inc.

Ballwin, MO

Lone Tree, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-10-06
  • MO RA
    APPROVED
    Since 2022-10-06

Branch Locations

Ballwin, MO • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securiites, Inc. San Diego CA 04/2009 12/2016
First Allied Advisory Services, Inc. Chesterfield MO 01/2016 12/2016
Millenia Investments Llc Chesterfield MO 12/2016 07/2017
Securities Service Network West Hartford CT 01/2017 07/2017
Scottrade, Inc. St. Louis MO 07/2017 12/2018
Wells Fargo Clearing Services, Llc Frontenac MO 03/2020 06/2022
T.D. Ameritrade, Inc. St. Louis MO 01/2018 03/2020
Td Ameritrade, Inc. St Louis MO 06/2022 01/2024
Charles Schwab & Co., Inc. Ballwin MO 01/2023 Present
  • 04/2009 → 12/2016
    First Allied Securiites, Inc.
    San Diego, CA
  • 01/2016 → 12/2016
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 12/2016 → 07/2017
    Millenia Investments Llc
    Chesterfield, MO
  • 01/2017 → 07/2017
    Securities Service Network
    West Hartford, CT
  • 07/2017 → 12/2018
    Scottrade, Inc.
    St. Louis, MO
  • 03/2020 → 06/2022
    Wells Fargo Clearing Services, Llc
    Frontenac, MO
  • 01/2018 → 03/2020
    T.D. Ameritrade, Inc.
    St. Louis, MO
  • 06/2022 → 01/2024
    Td Ameritrade, Inc.
    St Louis, MO
  • 01/2023 → Present
    Charles Schwab & Co., Inc.
    Ballwin, MO
Previous Registrations
  • 2022-07-15 → 2022-10-14
    Td Ameritrade, Inc.
    St Louis, MO
    Omaha, NE
  • 2020-04-02 → 2022-06-08
    Wells Fargo Clearing Services, Llc
    Frontenac, MO
  • 2017-11-08 → 2020-04-03
    Td Ameritrade, Inc.
    St. Louis, MO
    St. Louis, MO
  • 2017-08-03 → 2018-01-08
    Scottrade Investment Management
    Saint Louis, MO
  • 2017-02-03 → 2017-07-17
    Ssn Advisory, Inc.
    Chesterfield, MO
  • 2016-01-04 → 2016-12-23
    First Allied Advisory Services, Inc.
    Chesterfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-16
  • S66 Uniform Combined State Law Examination
    2015-11-16
Other Names
  • Amy Christine Snyder
  • Amy Christine Schroeder
  • Amy Schroeder

View on SEC IAPD

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