Scott Richard Carty

Current Employers

Employment History

• 08/2016 → 09/2018
  Carty Capital
  Livonia, MI
• 08/2018 → 04/2021
  Sigma Planning Corporation
  Ann Arbor, MI
• 09/2018 → 04/2021
  Sigma Financial Corporation
  Ann Arbor, MI
• 04/2021 → 11/2025
  Oliver Lagore Vanvalin Investment Group, Inc.
  Flint, MI
• 04/2021 → 11/2025
  Ae Financial Services, Llc
  Topeka, KS
• 09/2018 → 11/2025
  Olv Investment Group
  Flint, MI
• 12/2025 → Present
  Ae Wealth Management Llc
  Topeka, KS
• 11/2025 → Present
  Custom Wealth Solutions
  Plymouth, MI

Previous Registrations

• 2025-12-01 → 2026-05-12
  Ae Wealth Management, Llc
  Plymouth, MI
• 2021-04-28 → 2025-12-01
  Oliver Lagore Vanvalin Investment Group, Inc.
  Flint, MI
  Livonia, MI
• 2018-08-31 → 2021-04-29
  Spc
  Flint, MI
  Ann Arbor, MI
  Livonia, MI
• 2016-08-02 → 2018-10-31
  Carty Capital Management
  Livonia, MI
• 2015-03-30 → 2016-08-04
  Insight Folios
  Charlotte, NC
• 2013-12-11 → 2015-04-20
  Retirementadvice | Jka
  Livonia, MI
  Anaheim, CA

Other Businesses

1.) Custom Wealth Solutions; Yes, Investment Related; 41081 Ann Arbor Rd E. Plymouth, MI 48170; Insurance Sales; POSITION Financial Advisor; Start Date 11/2025; Approx. 5 hours a month; Approx. 5 hours during trading; Insurance Sales and Services. 2.) Plymouth Christian Academy; Investment Related: No; 43065 Joy Rd., Canton, MI 48187; Coaching; Volunteer Coach; Approx hours per month: 20; Approx hours during trading: 0; Volunteer Soccer Coach.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-02-22
• S65 Uniform Investment Adviser Law Examination
  2013-12-07
• S66 Uniform Combined State Law Examination
  2008-01-22

Designations