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701 Palomar Airport Road Suite 300, Carlsbad, CA 92011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-21 |
| UT | RA | APPROVED | 2019-07-17 |
| CA | RA | APPROVED | 2019-07-16 |
Branch Locations
701 Palomar Airport Road, Suite 300, Carlsbad, CA 92011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anchor Bay Securities, Llc | Carlsbad | CA | 08/2015 | 12/2018 |
| Seaside Wealth Management | Carlsbad | CA | 09/2018 | 09/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 12/2018 | Present |
| Centered Financial Llc | Carlsbad | CA | 06/2019 | Present |
| Anchor Bay Capital, Inc. | Carlsbad | CA | 08/2015 | 09/2018 |
1)Centered Financial. Investment Related. 701 Palomar Airport Road, Suite 300, Carlsbad, CA. RIA. Managing Member. Start 7/2019. 150 hours per month during trading. Provide investment advisory services, financial planning services, client relationship management. 2) INSURANCE AGENT. NOT INVESTMENT-RELATED. LOCATED AT 6154 INNOVATION WAY, CARLSBAD CA 92009. FIXED INSURANCE SALES. INSURANCE AGENT. STARTED 2/2004. 2 HRS/MO DURING TRADING. DUTIES ARE TO IMPLEMENT FIXED INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-19 |
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