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Current Employers
Touchstone Advisors Inc

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-02-02
  • OH RA
    APPROVED
    Since 2018-02-02

Branch Locations

Eden Prairie, MN • United States

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co Chicago IL 11/2009 10/2017
Unemployed Eden Prairie MN 10/2017 01/2018
Touchstone Securities Cincinnati OH 01/2018 Present
  • 11/2009 → 10/2017
    Goldman, Sachs & Co
    Chicago, IL
  • 10/2017 → 01/2018
    Unemployed
    Eden Prairie, MN
  • 01/2018 → Present
    Touchstone Securities
    Cincinnati, OH
Previous Registrations
  • 2009-01-26 → 2009-11-06
    Rydex Advisory Services, Llc
    Rockville, MD
Other Businesses

1) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 2) Name of other business: City of Eden Prairie; Not investment related; No compensation; Address of other Business: 8080 Mitchell Rd, Eden Prairie, MN 55344; Nature of other Business; City Planning Commission. Group of residents who review any changes to city code surrounding buildings or projects in the city of Eden Prairie; Position: Commissioner; Start date: 05/25/2026; Approximate number of hours/month: 2 hours, evenings only; 0 hours per month during trading hours; Duties include: Review plans before going to city council for official approval. Nothing reviewed or approved is final in nature as everything needs to then go to city council for approval. Example would be a request from a developer to build high density housing. Plans go through the city for months and then are brought to resident commissioners for approval before going to city council for final approval.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-15
S63 Uniform Securities Agent State Law Examination 2005-03-24
  • S65 Uniform Investment Adviser Law Examination
    2009-01-15
  • S63 Uniform Securities Agent State Law Examination
    2005-03-24

View on SEC IAPD

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