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303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-02-02 |
Branch Locations
Eden Prairie, MN • United States
303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman, Sachs & Co | Chicago | IL | 11/2009 | 10/2017 |
| Unemployed | Eden Prairie | MN | 10/2017 | 01/2018 |
| Touchstone Securities | Cincinnati | OH | 01/2018 | Present |
1) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 2) Name of other business: City of Eden Prairie; Not investment related; No compensation; Address of other Business: 8080 Mitchell Rd, Eden Prairie, MN 55344; Nature of other Business; City Planning Commission. Group of residents who review any changes to city code surrounding buildings or projects in the city of Eden Prairie; Position: Commissioner; Start date: 05/25/2026; Approximate number of hours/month: 2 hours, evenings only; 0 hours per month during trading hours; Duties include: Review plans before going to city council for official approval. Nothing reviewed or approved is final in nature as everything needs to then go to city council for approval. Example would be a request from a developer to build high density housing. Plans go through the city for months and then are brought to resident commissioners for approval before going to city council for final approval.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-24 |
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