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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-20
TX RA APPROVED 2018-04-20
  • CA RA
    APPROVED
    Since 2018-04-20
  • TX RA
    APPROVED
    Since 2018-04-20

Branch Locations

431 Cleveland St Ste 100, Woodland, CA 95695 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Woodland CA 12/2008 04/2018
Ameriprise Financial Advisors Inc. Woodland CA 04/2018 03/2020
Ameriprise Financial Services, Llc Woodland CA 03/2020 Present
Previous Registrations
  • 2008-12-09 → 2018-04-27
    Woodland, CA
    Sacramento, CA
    San Diego, CA
    Sacramento, CA
    Sacramento, CA
  • 2007-03-05 → 2008-12-11
    Signator Investors, Inc.
    Sacramento, CA
Other Businesses

Real Estate Ownership; Single Family; 52 Mossglen Cir, , Sacramento, CA, 95616; Not Investment-Related; 07/01/2016. Independent Insurance Brokering; Principal; 01/01/2021; Disability Income / American United; 01/01/2021; . Business Ownership; EGSC Property Solutions, LLC; Owner; Commercial Property Management. Owner/Tenant building. We also have a tenant renting the back of building. The tenant is Michael Rodegerdts (Ameriprise Franchisee). We may be looking at doing some teaming in the future.; 431 Cleveland St, , Woodland , CA, 95695; Investment-Related; 04/01/2014; 1 to 9 hours per month; 0 during trading hours / Whistle Ranch LLC; Accounting for income and expenses.; Property Management; 50 Grannie Ln, , Wellington, NV, 89444; Investment-Related; 06/24/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; TCB Office Solutions, LLC; Part-time as a general manager by TCB Office Solutions LLC to manage the day to day activities.; Manage advisory business; 431 CLEVELAND ST, , WOODLAND, CA, 95695; Investment-Related; 05/01/2025; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 2004-06-11
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    2004-06-11
Other Names
  • Luke Michael Giordano

View on SEC IAPD

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