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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-04-20 |
| TX | RA | APPROVED | 2018-04-20 |
Branch Locations
431 Cleveland St Ste 100, Woodland, CA 95695 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Woodland | CA | 12/2008 | 04/2018 |
| Ameriprise Financial Advisors Inc. | Woodland | CA | 04/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Woodland | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 52 Mossglen Cir, , Sacramento, CA, 95616; Not Investment-Related; 07/01/2016. Independent Insurance Brokering; Principal; 01/01/2021; Disability Income / American United; 01/01/2021; . Business Ownership; EGSC Property Solutions, LLC; Owner; Commercial Property Management. Owner/Tenant building. We also have a tenant renting the back of building. The tenant is Michael Rodegerdts (Ameriprise Franchisee). We may be looking at doing some teaming in the future.; 431 Cleveland St, , Woodland , CA, 95695; Investment-Related; 04/01/2014; 1 to 9 hours per month; 0 during trading hours / Whistle Ranch LLC; Accounting for income and expenses.; Property Management; 50 Grannie Ln, , Wellington, NV, 89444; Investment-Related; 06/24/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; TCB Office Solutions, LLC; Part-time as a general manager by TCB Office Solutions LLC to manage the day to day activities.; Manage advisory business; 431 CLEVELAND ST, , WOODLAND, CA, 95695; Investment-Related; 05/01/2025; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-11 |
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