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Deborah Lynn West

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

La Jolla, CA

La Jolla, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-13
CA RA APPROVED 2011-09-29
  • TX RA
    APPROVED_RES
    Since 2018-09-13
  • CA RA
    APPROVED
    Since 2011-09-29

Branch Locations

1100-1800 American Blvd Global Human Resources- The Academy, Pennington, NJ 08534 • United States

7680 Girard Ave Global Human Resources- The Academy, La Jolla, CA 92037 • United States

La Jolla, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Jolla CA 08/2011 Present
Bank Of America, N.A. La Jolla CA 09/2011 Present
Previous Registrations
  • 2004-09-13 → 2011-01-27
    Wells Fargo Investments, Llc
    San Francisco, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-10
  • S66 Uniform Combined State Law Examination
    2004-09-10
Other Names
  • Debbie Lynn West

View on SEC IAPD

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