Grace J Lin

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-06-26
CA	RA	APPROVED	2006-05-08
MS	RA	APPROVED	2005-07-25

TX RA
APPROVED_RES

Since 2014-06-26
CA RA
APPROVED

Since 2006-05-08
MS RA
APPROVED

Since 2005-07-25

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

West Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New Orleans	LA	07/2005	Present
Bank Of America,N.A.	Century City	CA	06/2011	Present

07/2005 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Orleans, LA
06/2011 → Present

Bank Of America,N.A.

Century City, CA

Other Businesses

I*1801261, Entity Type, Name of OBA: Rental Property 1 Address: Calabasas, CA 91302 Investment Related:No Position, Title, Association:Sole owner Employee Start Date: 4/19/2024 No Hours: 2 monthly No Hours during trading: 1 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-16

S66 Uniform Combined State Law Examination

2004-07-16

Other Names

Grace Lin
Grace Jjenny Lin
Grace Jenny Lin

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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