Preston Leonard Zapffe

Current Employers

Family Cfo, Llc

Dallas, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-06-26

TX RA
APPROVED

Since 2017-06-26

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Children's Health	Dallas	TX	02/2016	04/2017
Family Cfo, Llc	Dallas	TX	05/2017	Present
Origin Financial	San Francisco	CA	12/2021	Present

02/2016 → 04/2017

Children's Health

Dallas, TX
05/2017 → Present

Family Cfo, Llc

Dallas, TX
12/2021 → Present

Origin Financial

San Francisco, CA

Previous Registrations

2021-12-14 → 2023-03-10

Origin Investment Advisory Llc

Sarasota, FL

Dallas, TX

Other Businesses

Family CFO, LLC / Investment Related / Registered Investment Advisor / Dallas, Texas / Investment Advisor / May 2017 / 60 hours per month during trading hours Preston Zapffe - Sole Prop. / Investment Related / Dallas, Texas / licensed insurance and real estate agent / May 2017/ Approximately 10 hours per month during trading hours Preston Zapffe - Director / Financial Literacy Foundation / Dallas, Texas / Volunteer / Jan 2020/ Approximately 10 hours per month during trading hours Preston Zapffe - Independent Contractor / Investment Related / Dallas, Texas / Various / May 2017/ Approximately 80 hours per month during trading hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-25

S65 Uniform Investment Adviser Law Examination

2017-04-25

Designations

View on SEC IAPD