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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-10-04 |
| KY | RA | APPROVED | 2022-02-15 |
Branch Locations
33801 1St Way S Ste 271, Federal Way, WA 98003-4547 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Federal Way | WA | 07/2010 | 02/2022 |
| Lpl Financial Llc | Lexington | KY | 02/2022 | Present |
1)12/06/2021 - Main Street Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-30 |
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