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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Germantown | WI | 09/2015 | 01/2018 |
| Lpl Financial Llc | Germantown | WI | 02/2018 | Present |
1) 09/18/2024 - Windy Hill Timber, LLC - Real Estate Rental - Partner - Investment Related - Home Based - Start Date 07/01/2024 - 15 Hours Per Month/ 0 Hours During Trading 2) 04/23/2025 - FAHLER FINANCIAL - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 01/01/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-15 |
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