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Martin Daniel Fahler

LPl Financial LLC

Germantown, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-02-14
  • WI RA
    APPROVED
    Since 2018-02-14

Branch Locations

Germantown, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Germantown WI 09/2015 01/2018
Lpl Financial Llc Germantown WI 02/2018 Present
  • 09/2015 → 01/2018
    Sii Investments
    Germantown, WI
  • 02/2018 → Present
    Germantown, WI
Previous Registrations
  • 2015-10-21 → 2018-02-14
    Sii Investments, Inc.
    Germantown, WI
    Germantown, WI
    Green Bay, WI
    Appleton, WI
  • 2015-06-01 → 2015-10-01
    West Bend, WI
    Germantown, WI
    Germantown, WI
  • 2004-07-06 → 2014-10-10
    Pulaski, WI
    Germantown, WI
    Menomonee Falls, WI
Other Businesses

1) 09/18/2024 - Windy Hill Timber, LLC - Real Estate Rental - Partner - Investment Related - Home Based - Start Date 07/01/2024 - 15 Hours Per Month/ 0 Hours During Trading 2) 04/23/2025 - FAHLER FINANCIAL - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 01/01/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-15
  • S63 Uniform Securities Agent State Law Examination
    2000-03-15

View on SEC IAPD

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