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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-07-01 |
| AZ | RA | APPROVED | 2025-06-30 |
Branch Locations
Farmington, NM • United States
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Farmington | NM | 07/2019 | 11/2024 |
| Kickapoo Creek Winery | Edwards | IL | 01/2009 | 07/2019 |
| Lpl Enterprise Llc | Phoenix | AZ | 06/2025 | Present |
| Unemployed | Farmington | NM | 11/2024 | 06/2025 |
1. 06/17/2025 - Conner Capital Investments LLC - Business Owner - NOT INV REL - Farmington, NM - Start Date 05/12/2025 - 5 HRS/MO | 5 HRS/MO DURING TRADING 2. 06/17/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Farmington, NM - Start Date 05/29/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 06/17/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Farmington, NM - Start Date 05/29/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-14 |
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