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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-07-17
  • MN RA
    APPROVED
    Since 2024-07-17

Branch Locations

Woodbury, MN • United States

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 02/2010 02/2019
Cetera Advisor Networks El Segundo CA 03/2019 08/2022
Advisornet Wealth Management Minneapolis MN 03/2019 08/2022
Advisornet Financial Minneapolis MN 03/2019 08/2022
Lpl Financial Llc Plymouth MN 09/2022 02/2024
Wealth Enhancement Group Plymouth MN 08/2022 02/2024
Wealth Enhancement Brokerage Services Plymouth MN 09/2022 02/2024
Wealth Enhancement Advisory Services Plymouth MN 10/2022 02/2024
Thrivent Financial Appleton WI 07/2024 Present
Thrivent Investment Management Inc Minneapolis MN 07/2024 Present
Unemployed Woodbury MN 02/2024 07/2024
  • 02/2010 → 02/2019
    Minneapolis, MN
  • 03/2019 → 08/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 03/2019 → 08/2022
    Advisornet Wealth Management
    Minneapolis, MN
  • 03/2019 → 08/2022
    Advisornet Financial
    Minneapolis, MN
  • 09/2022 → 02/2024
    Lpl Financial Llc
    Plymouth, MN
  • 08/2022 → 02/2024
    Wealth Enhancement Group
    Plymouth, MN
  • 09/2022 → 02/2024
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 10/2022 → 02/2024
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 07/2024 → Present
    Thrivent Financial
    Appleton, WI
  • 07/2024 → Present
    Minneapolis, MN
  • 02/2024 → 07/2024
    Unemployed
    Woodbury, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-11
  • S66 Uniform Combined State Law Examination
    2004-10-11
Other Names
  • Brandon Michael O'HAra
  • Brandon Michael Ohara
  • Brandon Ohara
  • Brandon O'HAra

View on SEC IAPD

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