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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-07-16
WA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2010-07-16
  • WA RA
    APPROVED
    Since 2008-01-01

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Kirkland WA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Kirkland WA 11/2016 Present
Previous Registrations
  • 2004-07-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Willowbrook, IL
    Kirkland, WA
    St. Louis, MO
    Willowbrook, IL
Other Businesses

KIOKE LLC, INV RELATED, BELLEVUE, ID, 50% OWNERSHIP, START 7/31/24, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS FARMLAND LEASED FOR GRAZING AND FARMING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-28
  • S66 Uniform Combined State Law Examination
    2004-07-28
Other Names
  • Chad E Garr
  • Chad Errol Garr

View on SEC IAPD

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