Nils Roger Wickman

Current Employers

Ares Financial Consulting Llc

4500 Park Granada Suite 202, Calabasas, CA 91302 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-10-11
WA	RA	APPROVED	2017-08-01

WI RA
APPROVED

Since 2024-10-11
WA RA
APPROVED

Since 2017-08-01

Branch Locations

Tacoma, WA • United States

4500 Park Granada Suite 202, Calabasas, CA 91302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameritas Investment Corp	Lincoln	NE	07/2014	07/2017
Wickman Insurance & Financial Services	Tacoma	WA	07/2014	Present
Balance Financial Planning	Tacoma	WA	06/2015	Present
Ares Financial Consulting Llc	Sherman Oaks	CA	07/2017	Present

07/2014 → 07/2017

Ameritas Investment Corp

Lincoln, NE
07/2014 → Present

Wickman Insurance & Financial Services

Tacoma, WA
06/2015 → Present

Balance Financial Planning

Tacoma, WA
07/2017 → Present

Ares Financial Consulting Llc

Sherman Oaks, CA

Previous Registrations

2014-09-23 → 2017-08-22

Ameritas Investment Company, Llc

Portland, OR

Tacoma, WA
2005-07-13 → 2011-04-08

Russell Investments

Tacoma, WA

Other Businesses

(1) INDEPENDENT INSURANCE AGENT (FKA WICKMAN INSURANCE & FINANCIAL SERVICES); 755 South Tyler St., Tacoma, WA 98405; NOT INV REL; LIFE INSURANCE SALES; START DATE=07/2014; HRS/MO=150; TRADING HRS/MO=60. (2) UNIT LIVING RENTAL; 755 South Tyler St., Tacoma, WA 98405; NON-INV REL; RENTAL OF LOWER UNIT AT HOME; HOME OWNER; START DATE=02/2015; HRS/MO=8; TRADING HRS/MO=0; TENANT/OWNER RELATIONS, MAKE SURE APPLIANCES ARE WORKING AND NO ISSUES WITH LIVING ARRANGEMENT (3) 253 Youth Ultimate Program; non-investment related; PO Box 85112, Seattle WA, 98145; non-profit; Advisory Committee Member; Started in Feb 2021; 1-2 hrs per week spent on this activity; no overlap with trading hours; Duties include monthly meetings, grant research, hosting information tables, and working with youth (4) Urban Grace Church; non-investment related; 902 Market St., Tacoma, WA 98402; Planned Giving Director; Started in September, 2017; approx. 5% of his time is spent on this activity. Duties include answering questions regarding planned giving and referring to professionals to assist (Lawyers, etc). (5) Tacoma Public Schools; non-investment related; 601 South 8th Street Tacoma WA, 98405; Teacher; Started in September, 2018; approx. 10% of his time is spent on this activity. Duties include teaching a single class of financial literacy - focused topics on Relationship with Money, Budgeting, Credit, taxes, fundamentals of investments, employment, basic insurance.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-11

S66 Uniform Combined State Law Examination

2004-08-11

Designations

View on SEC IAPD