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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-02
WA RA APPROVED 2016-08-05
  • TX RA
    APPROVED
    Since 2021-11-02
  • WA RA
    APPROVED
    Since 2016-08-05

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Seattle WA 08/2016 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2016-08-15
    Bellevue, WA
    Bellevue, WA
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Gresham, OR
    Troutdale, OR
    Gresham, OR
    Sandy, OR
    Seattle, WA
    Redmond, WA
    Snohomish, WA
    Lynnwood,, WA
    Arlington, WA
    Snohomish, WA
    Kenmore, WA
    Everett, WA
    Snohomish, WA
    Wilsonville, OR
    Canby, OR
    Tigard, OR
    Sherwood, OR
    Ferndale, WA
    Bellevue, WA
    Bellingham, WA
    Everett, WA
    Mukilteo, WA
    Everett, WA
    Everett, WA
    Lake Stevens, WA
    Everett, WA
    Mill Creek, WA
    Burlington, WA
    Mount Vernon, WA
    Bothell, WA
    Bothell, WA
    Redmond, WA
    Lake Forest Park, WA
    Stanwood, WA
    Monroe, WA
    Bothell, WA
    Lynnwood, WA
    Lynnwood, WA
    Seattle, WA
    Seattle, WA
    Arlington, WA
    Marysville, WA
    Bellingham, WA
    Freeland, WA
    Lynnwood, WA
    Edmonds, WA
    Lynnwood, WA
    Woodinville, WA
    Seattle, WA
    Edmonds, WA
    Bellingham, WA
    Everett, WA
    Shoreline, WA
    Macedon, NY
    Bellingham, WA
    Kent, WA
    Snohomish, WA
  • 2007-07-04 → 2009-05-02
    Wamu Investments, Inc.
    Troutdale, OR
    Wilsonville, OR
    Sherwood, OR
    Canby, OR
    Tigard, OR
    Portland, OR
    Portland, OR
    Gresham, OR
    Sandy, OR
    Gresham, OR
    Portland, OR
    Boise, ID
    Eagle, ID
    Garden City, ID
    Boise, ID
    Meridian, ID
    Boise, ID
    Ontario, OR
    Caldwell, ID
    Boise, ID
    Nampa, ID
    Nampa, ID
    Boise, ID
    Boise, ID
    Twin Falls, ID
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-03
S63 Uniform Securities Agent State Law Examination 2004-07-09
  • S65 Uniform Investment Adviser Law Examination
    2007-07-03
  • S63 Uniform Securities Agent State Law Examination
    2004-07-09
Other Names
  • Bryant Griffiths

View on SEC IAPD

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