Kelly C Almonte

Current Employers

Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2018-05-23

RI RA
APPROVED

Since 2018-05-23

Branch Locations

1000 Chapel View Blvd Suite 200, Cranston, RI 02920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Providence	RI	08/2007	05/2018
Kestra Investment Services	Cranston	RI	05/2018	Present
Kestra Private Wealth Services	Cranston	RI	05/2018	Present

08/2007 → 05/2018

Ubs Financial Services

Providence, RI
05/2018 → Present

Kestra Investment Services

Cranston, RI
05/2018 → Present

Kestra Private Wealth Services

Cranston, RI

Previous Registrations

2014-06-19 → 2018-06-01

Ubs Financial Services Inc.

Providence, RI

Other Businesses

Business Name: The Northeast Investment Group Investment Related: Yes Address: 1000 Chapel View Blvd Suite 200 Cranston RI 02920 Nature of Business: Registered Field Assistant Position, Title or Relationship: assistant Start Date: 5/23/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: customer service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-19
S63	Uniform Securities Agent State Law Examination	2006-08-14

S66 Uniform Combined State Law Examination

2014-06-19
S63 Uniform Securities Agent State Law Examination

2006-08-14

Other Names

Kelly Charlotte Sullivan

View on SEC IAPD