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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-22 |
| CA | RA | APPROVED | 2011-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 01/2011 | Present |
| Bank Of America, N.A. | San Francisco | CA | 08/2014 | Present |
I*1684328 Entity Type: N/A Name of OBA: Belvedere Tennis Club Address: Belvedere Tiburon, California, 94920 Investment Related: No Position, Title, Association: Board Member,Officer Employee Start Date: 02/10/2024 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: Family Tennis and Social Club President; Work with General Manager on the direction of the Club, manage monthly Board meetings, work with Committee Board Liaisons
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-28 |
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