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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-26
  • CA RA
    APPROVED
    Since 2017-05-26

Branch Locations

3435 Wilshire Blvd Suite 2900, Los Angeles, CA 90010 • United States

Thousand Oaks, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Thousand Oaks CA 05/2013 04/2017
Charles Schwab Bank Thousand Oaks CA 05/2013 04/2017
Massmutual Life Insurance Company Los Angeles CA 04/2017 Present
Mml Investors Services, Llc Los Angeles CA 05/2017 Present
  • 05/2013 → 04/2017
    Charles Schwab & Co.,Inc
    Thousand Oaks, CA
  • 05/2013 → 04/2017
    Charles Schwab Bank
    Thousand Oaks, CA
  • 04/2017 → Present
    Massmutual Life Insurance Company
    Los Angeles, CA
  • 05/2017 → Present
    Los Angeles, CA
Previous Registrations
  • 2013-06-07 → 2017-05-05
    Thousand Oaks, CA
    Woodland Hills, CA
  • 2011-09-30 → 2013-05-07
    New England Securities
    Woodland Hills, CA
  • 2011-04-15 → 2011-08-18
    Calibourne Capital Management, Llc
    Los Angeles, CA
  • 2010-03-11 → 2011-01-14
    Chase Investment Services Corp.
    Fountain Valley, CA
  • 2005-11-30 → 2009-07-20
    Msi Financial Services, Inc.
    Irvine, CA
    Irvine, CA
  • 2004-09-20 → 2005-12-02
    Irvine, CA
Other Businesses

(1)NAME: Eric Bryson INV REL: Y ADD: Residential NATURE: NonMMLIA Insurance Brokerage/Ind Life Ins POSITION: Agent START DATE: 9/1/2016 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0 DUTIES: Sales of individual and group non-variable medical insurance products. Service fees and renewal commissions from other non-variable insurance products written prior to registration with MML Investor Services. All other new sales, including "indexed" products, sold through MMLIS or MassMutual Life Insurance Agency or their designated successors only. Sale or service of any other ins products outside of these channels may be permitted on a case by case basis only with prior written approval in advance of solicitation from the General Agent/Registered Principal.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-17
S63 Uniform Securities Agent State Law Examination 2004-09-03
S65 Uniform Investment Adviser Law Examination 2004-09-02
  • S66 Uniform Combined State Law Examination
    2004-09-17
  • S63 Uniform Securities Agent State Law Examination
    2004-09-03
  • S65 Uniform Investment Adviser Law Examination
    2004-09-02

View on SEC IAPD

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