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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-17
  • TX RA
    APPROVED
    Since 2026-07-17

Branch Locations

4444 Westheimer Road Suite G500, Houston, TX 77027 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usca Securities Llc Houston TX 05/2014 Present
Usca Ria Llc Houston TX 05/2014 06/2021
U.S. Capital Wealth Advisors, Llc Austin TX 06/2021 06/2026
Arax Advisory Partners Houston TX 06/2026 Present
Previous Registrations
Other Businesses

1) ONE GREENWICH RHS LLC, INVESTMENT RELATED, Houston TX, FAMILY LLC USED TO PURCHASE PASSIVE INVESTMENT, DIRECTOR/OFFICER & M EMBER, START DATE 06/2016, 1 HOUR PER MONTH DEVOTED TO ACTIVTY, 0 HOURS PER MONTH DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS. 2) ONE GREENWICH CF, LLC, INVESTMENT RELATED, HOUSTON, TX, FAMILY LLC USED TO PURCHASE PASSIVE INVESTMENTS, DIRECTOR/OFFICER OF LLC, START DATE 08/2018, DEVOTE APPROX. 0.50 HOURS PER MONTH TO ACTIVITY, DEVOTE 0 HOURS PER MONTH TO ACTIVITY DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-12
  • S66 Uniform Combined State Law Examination
    2004-10-12
Designations
Other Names
  • Nick Laws Erwin

View on SEC IAPD

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