James Dayton Brown

Current Employers

First Advisors National, Llc

1372 Peachtree Street Ne, Atlanta, GA 30309 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-10-01

CA RA
APPROVED

Since 2014-10-01

Branch Locations

Fairfield, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Freedom Equity Group	Fairfield	CA	12/2012	Present

12/2012 → Present

Freedom Equity Group

Fairfield, CA

Previous Registrations

2012-01-06 → 2013-12-31

Transamerica Financial Advisors, Llc

Fairfield, CA

Newman, CA
2011-09-26 → 2012-01-06

Investment Advisors International, Inc.

Fairfield, CA
2009-01-06 → 2010-12-14

Investment Advisors International, Inc.

Modesto, CA

Fairfield, CA

Other Businesses

FREEDOM EQUITY GROUP, FAIRFIELD, CA, EXECUTIVE NATIONAL VP, INSURANCE RELATED SERVICES PRIMARILY LIFE INSURANCE AND FIXED ANNUITIES, 12/2012 TO PRESENT, 40 HOURS PER WEEK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-29
S63	Uniform Securities Agent State Law Examination	2004-12-03

S65 Uniform Investment Adviser Law Examination

2006-12-29
S63 Uniform Securities Agent State Law Examination

2004-12-03

Other Names

James Dayton Brown

View on SEC IAPD