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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-07-10
  • TX RA
    APPROVED
    Since 2007-07-10

Branch Locations

Houston, TX • United States

6575 West Loop South Suite 185, Bellaire, TX 77401-3521 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 04/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-06
S63 Uniform Securities Agent State Law Examination 2004-12-01
  • S66 Uniform Combined State Law Examination
    2007-07-06
  • S63 Uniform Securities Agent State Law Examination
    2004-12-01
Designations
Other Names
  • D Shawn Nicol

View on SEC IAPD

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