Matthew Ryan Compton

Current Employers

Employment History

• 03/2008 → 09/2019
  Principal Life Insurance Company
  Purchase, NY
• 03/2016 → 09/2019
  Principal Securities Inc
  New York, NY
• 10/2019 → Present
  Apw Capital, Inc.
  New York, NY
• 01/2020 → Present
  Aurora Private Wealth
  Rockaway, NJ
• 05/2024 → Present
  Alera Investment Advisors, Llc
  Deerfield, IL

Previous Registrations

• 2020-03-02 → 2024-09-30
  Aurora Private Wealth, Inc.
  New York, NY
  Totowa, NJ
  Shrewsbury, NJ

Other Businesses

1) Brio Financial Services, Investment related:Yes, 30 Broad Street, 35 Floor, New York, New York, 10004, Oversees all corporate retirement plan business., Director - Retirement Services, 10/01/2019, 50 hours per week., Oversees all corporate retirement plans. 2) Brio Benefit Consulting, Inc., Investment related:No, 30 Broad Street, 35 Floor, New York, New York, 10004, Employee Benefits Consulting Firm, Director - Retirement Services, 10/01/2019, 10 hours, Consult on employee benefits. 3) Independent Insurance Agent, Investment related:No, 30 Broad Street, 35 Floor, New York, New York, 10004, Insurance sales, Independent Insurance Agent, 01/01/2004, 10 hours, As a specialist, I offer in the corporate retirement plan market, annuity contracts as their 401k & 403b product offerings. 4) Alera Group Wealth Services - Alera Investment Advisors, LLC Investment related: Yes, Three Parkway North, Suite 500 Deerfield, IL, 60015, Retirement Plan Consulting Services, Partner - Retirement Solutions, 03/11/2024, less than 2 hours per week , Investment Advisor Representative

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-02-28
• S66 Uniform Combined State Law Examination
  2004-07-21

Other Names

• Matthew Compton